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Disclosures of Interest

Posted on Dec 8, 2018 by Resource Solutions - HSBC

Edinburgh, Midlothian United Kingdom
1 Jan 2019
Annual Salary

Job title: Disclosures of Interest

Corporate Title: Disclosure of Interest Assistant Manager

Location: Edinburgh

Duration: 12 months

Type: Contract

Day Rate: DOE

Role Purpose:

As Risk Stewards, Regulatory Compliance (RC) Advisors provide advice, guidance, opinions, direction, and training related to the regulatory landscape to the First Line of Defence/business. They ensure the business complies with the letter and spirit of relevant regulations, thereby delivering fair outcomes for customers and embedding a robust risk management culture in HSBC's business processes. A key risk management role that has a broad remit and responsibilities, which include, but not limited to, advice and oversight on Conduct, Regulatory Affairs & Policy (RAP), Controls, Monitoring & Testing (CMAT), Assurance, Regulator Engagement, conflict management and general compliance issues.


  • To assist the Head of GBM RC in ensuring that GBM meet both Group and external legal and regulatory requirements.
  • To assist the Head of GBM RC in maintaining consistently high standards of compliance across the respective business activities.
  • To keep abreast of developments and activities of concern to GBM, Asset Management, Private Bank and Trust Services.
  • To understand the complex disclosure reporting requirements that come from the global operation of a large universal bank.

Essential Experience:

  • Extensive knowledge of UK and global disclosure of interest obligations
  • Track record of working within and delivering Regulatory Compliance
  • Experience dealing directly with Regulators on complex issues
  • An understanding of the global financial services industry, understanding of GBM products is preferred but not essential

Reference: 600062973