This Job Vacancy has Expired!

Compliance Officer

Posted on Jul 30, 2020 by Orchard Recruitment

Douglas, Lanarkshire, United Kingdom
Accountancy
Immediate Start
£35k - £45k Annual
Full-Time

Overview

Our prestigious Douglas-based TCSP Client is seeking an experienced Compliance officer to join their busy team, as they continue to grow through increased Client demand.

Role Profile

  • Assisting with the management of the Compliance Department in conjunction with the MLRO, working together to instill and foster a robust compliance culture
  • Remain appraised of relevant law, regulations and guidelines impacting the business both locally and extra territorially
  • Provide practical, tailored advice and guidance on the proper application and interpretation of laws and regulations (including codes and internal policies)
  • Establish and maintain strong working relationships, trust and credibility both internally and externally
  • Education and on-going training on compliance issues
  • Conduct risk assessments, file reviews and evaluate proposed new business
  • Monitor compliance in key risk areas
  • Review, maintain, enhance and test documented policies & procedures and ensure staff accessibility and awareness at all times
  • Automatic exchange of information - working with existing staff on FATCA and CRS classification & reporting programme
  • Data Protection - working with the Data Protection Officer & assisting with adoption & integration of new GDPR regulation
  • Work with and assist the Group Compliance Director in relation to group compliance strategy, policies and procedures

Person Profile

  • Have a minimum of 3 years AML and compliance related experience in a senior role, preferably in a TCSP environment
  • Hold a professional compliance/AML/legal qualification
  • Have strong interpersonal skills, be articulate and confident
  • Have proven organisational skills, an investigative mind-set, and the ability to successfully balance multiple priorities and deliver to tight deadlines

Reference: 918580489

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