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Senior Manager, Compliance

Posted on Nov 5, 2020 by

Virginia, VA
Immediate Start
Annual Salary
Full-Time, a highly innovative and entrepreneurial SaaS (Software as a Service) company, is seeking a Senior Manager, Compliance to grow the compliance function of Advance', a consumer financing FinTech subsidiary company within Advance will provide innovative consumer financing products to the security and smart home markets.

The Senior Manager, Compliance will be responsible for advising different functions on compliance with applicable laws and regulations, while designing and implementing appropriate controls to monitor and ensure compliance.


Identify all applicable laws and regulations for the lending program and develop guidance for different functional areas
Establish compliance policy for the lending program and partner heavily with external loan origination and servicing platform providers to implement the compliance program
Evaluate business policies and procedures to identify potential gaps in compliance and partner cross-functionally to take remediation measures
Develop internal training materials, and drive awareness and expectations at all levels of the lending program
Interface with bank partners, regulators and other third parties to address queries, provide reporting and manage those relationships
Lead periodic risk assessments, design and implement controls and conduct periodic testing both internally and of external partners


Bachelor's degree required
5+ years of comprehensive regulatory compliance experience in the consumer finance industry
Experience developing and implementing compliance programs
1-2 years of people management experience
Deep understanding of consumer protection laws and regulations including Reg. Z, Fair Lending, UDAAP and ECOA/Reg. B
Exceptional interpersonal and communication skills, and ability to produce clear and high-quality training materials that explain complex issues clearly

Reference: 995145009

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